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Heat Transfer Equipment

Shell-and-Tube Heat Exchanger

Shell-and-tube heat exchanger per API 660 / ISO 16812 / TEMA mechanical class R, C or B.

Category
Heat Transfer Equipment
Subcategory
Heat Exchanger
Applicable standards
9
Issuing bodies
6

Description

Shell-and-tube heat exchanger per API 660 / ISO 16812 / TEMA mechanical class R, C or B.

Applicable Standards (9)

API — 2 standards

API 660 Shell-and-Tube Heat Exchangers
Edition: 10th Edition (2023) Region: USA, Global
Design, materials, fabrication, inspection and testing of shell-and-tube heat exchangers. Identical to ISO 16812.
Key requirements (8)
  • Shell-and-tube heat exchangers for petroleum, petrochemical, natural gas.
  • Companion to TEMA — provides additional engineering / procurement requirements.
  • Min tube wall: 2.1 mm (0.083") CS, 1.65 mm (0.065") SS — 25 mm OD typical.
  • Tube-to-tubesheet joint: strength-welded + light-rolled OR full-strength expanded; expansion ≥ 2× tube wall.
  • Shellside velocity: 0.6–1.5 m/s liquid; tubeside 1–3 m/s typical.
  • Hydrotest per ASME VIII Div 1 (1.3 × MAWP).
  • Vibration analysis (TEMA / HEDH): natural frequency, fluid-elastic instability, vortex shedding.
  • Differential thermal expansion handled by floating head, U-tube, or expansion bellows.
API 572 Inspection Practices for Pressure Vessels
Edition: 5th Edition (2022) Region: USA, Global
Companion to API 510 — practical inspection methods.
Key requirements (8)
  • Inspection practices for pressure vessels (companion to API 510).
  • External inspection minimum: every 5 years.
  • Internal inspection minimum: every 10 years (or one-half remaining corrosion allowance life).
  • On-stream UT inspection acceptable in lieu of internal in many cases.
  • Damage mechanisms reference: API 571 (HIC, SOHIC, polythionic SCC, CUI, HTHA).
  • TML (Thickness Measurement Location) selection on injection points, dead legs, mixing zones.
  • RBI (API 580/581) may extend interval based on risk assessment.
  • WFMT, PAUT, AUBT for high-priority weld inspection.

ASME — 1 standard

ASME BPVC Sec VIII Div 1 Rules for Construction of Pressure Vessels
Edition: 2023 Edition Region: USA, Global
Mandatory rules for design, fabrication, inspection, testing and certification of pressure vessels operating above 15 psig (~1 barg).
Key requirements (12)
  • Applies to vessels with internal pressure > 15 psig (1.03 barg) up to ~3000 psi (Div 1 sweet spot).
  • Joint efficiency E: 1.0 (full radiography), 0.85 (spot RT), 0.70 (no RT) for Type 1 butt joints.
  • Shell thickness: t = P·R/(S·E – 0.6·P) for circumferential stress (UG-27).
  • Head thickness: t = P·D/(2·S·E – 0.2·P) for 2:1 ellipsoidal heads (UG-32).
  • Hydrostatic test pressure: 1.3 × MAWP × (S_test/S_design) — UG-99.
  • Pneumatic test (when hydro impractical): 1.1 × MAWP — UG-100.
  • Corrosion allowance is added to calculated thickness (not included in S formula).
  • MDMT and impact testing per UCS-66 / Figure UCS-66; below the curve, Charpy V-notch impacts are required.
  • PWHT thresholds per UCS-56 — generally required above 19 mm thickness for P-No. 1 carbon steels.
  • Nozzle reinforcement: area replacement method (UG-37) within reinforcement zone.
  • Maximum allowable stress S: from ASME II Part D, Table 1A/1B/3 — temperature dependent.
  • Flanges per ASME VIII-1 Appendix 2 (or B16.5 for standard sizes).
Note: Most widely used pressure vessel code worldwide.

ASTM — 3 standards

ASTM A179 Specification for Seamless Cold-Drawn Low-Carbon Steel Heat-Exchanger and Condenser Tubes
Edition: A179/A179M-90a (R2019) Region: USA, Global
Low-carbon steel heat exchanger tubes.
ASTM A213 Specification for Seamless Ferritic and Austenitic Alloy-Steel Boiler, Superheater, and Heat-Exchanger Tubes
Edition: A213/A213M-22b Region: USA, Global
Alloy steel & stainless boiler / superheater / HX tubes.
ASTM A269 Specification for Seamless and Welded Austenitic Stainless Steel Tubing for General Service
Edition: A269/A269M-22a Region: USA, Global
Stainless steel small-diameter tubing for instrument lines and general service.

ISO — 1 standard

ISO 16812 Petroleum, petrochemical and natural gas industries — Shell-and-tube heat exchangers
Edition: 2019 Region: Global
International equivalent of API 660.

TEMA — 1 standard

TEMA (R, C, B) Standards of the Tubular Exchanger Manufacturers Association
Edition: 10th Edition (2019) Region: USA, Global
Mechanical standards for shell-and-tube heat exchangers — Class R (refinery), C (commercial), B (chemical).
Key requirements (9)
  • Mechanical standards for shell-and-tube exchangers — Class R (refinery/severe), C (commercial), B (chemical).
  • Class R: heaviest construction — petroleum/petrochemical; 19 mm tube, 38 mm pitch typical.
  • Class C: lightest — moderate service; 16 mm tube, 32 mm pitch typical.
  • Class B: chemical process; intermediate.
  • Type designation 3-letter (e.g. AES = removable channel, single-pass shell, floating head split-ring).
  • Front end: A (channel/bonnet), B (bonnet integral), C (channel integral with TS), D (high-pressure closure).
  • Shell types: E (1-pass), F (2-pass with longitudinal baffle), G (split-flow), H (double split-flow), J (divided flow), K (kettle), X (cross flow).
  • Rear end: L–M (fixed TS), N (fixed integral channel), P–S–T (floating heads), U (U-tube), W (externally sealed floating).
  • Standard impingement plate above 750 mass-velocity index ρv² for liquid shellside.

BIS — 1 standard

IS 4503 Specification for Shell and Tube Type Heat Exchangers
Edition: 1967 (R2017) Region: India
Indian shell-and-tube heat exchanger standard.